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OCC

OCC Issues Cease and Desist Order Against Bank of America for BSA Deficiencies

Read here: https://occ.gov/news-issuances/news-releases/2024/nr-occ-2024-140.html

OCC Issues Enforcement Action Against Wells Fargo Bank

Read here: https://www.occ.gov/news-issuances/news-releases/2024/nr-occ-2024-99.html

Acting Comptroller Emphasizes Caution with Crypto

Read here: https://occ.gov/news-issuances/news-releases/2022/nr-occ-2022-139.html

Acting Comptroller Discusses Identifying Crypto Risks

Read here: https://occ.gov/news-issuances/news-releases/2022/nr-occ-2022-125.html

Acting Comptroller Discusses Crypto and the Regulatory Perimeter

Read here: https://occ.gov/news-issuances/news-releases/2022/nr-occ-2022-126.html

OCC (Comptroller of the Currency) Assesses $6 Million Civil Money Penalty Against Sterling Bank and Trust, FSB

Read here: https://occ.gov/news-issuances/news-releases/2022/nr-occ-2022-119.html

Civil Money Penalty Order: John Ryan – Former Chief Executive Officer Rabobank

Read here: https://www.occ.gov/static/enforcement-actions/ea2022-025.pdf

OCC Issues Consent Order Against Anchorage Digital Bank

Read here: https://occ.gov/news-issuances/news-releases/2022/nr-occ-2022-41.html

Link to Consent Order: https://www.occ.gov/static/enforcement-actions/ea2022-010.pdf

OCC Issues Final Rule Addressing Authority for Exemptions to Suspicious Activity Report Requirements

Read here: https://occ.gov/news-issuances/news-releases/2022/nr-occ-2022-23.html

Acting Comptroller Michael J. Hsu Remarks to Financial Literacy and Education Commission’s Public Meeting “Crypto Literacy and My Money Five” March 8, 2022

Read here: https://occ.gov/news-issuances/speeches/2022/pub-speech-2022-crypto-literacy.pdf

Acting Comptroller Discusses Crypto-Assets and Regulation

Read here: https://occ.gov/news-issuances/speeches/2022/pub-speech-2022-2.pdf

Unauthorized Banking: Fedro Asset Bank, N.A. and Ledge Community Credit Union, N.A.

Read here: https://occ.gov/news-issuances/alerts/2022/alert-2022-2.html

Unauthorized Banking: Entity using the name “FNB” misrepresenting itself as a national bank

Read here: https://www.occ.gov/news-issuances/alerts/2021/alert-2021-6.html

Unauthorized Banking: Amarico Trust Bank branding itself as “AmTrust Bank”, an inactive institution

Read here: https://www.occ.gov/news-issuances/alerts/2021/alert-2021-5.html

Semi-Annual Risk Perspective: Fall 2021

Read here: https://www.occ.gov/publications-and-resources/publications/semiannual-risk-perspective/files/pub-semiannual-risk-perspective-fall-2021.pdf

Bank Secrecy Act/Anti-Money Laundering: Updated Sections of the FFIEC BSA/AML Examination Manual

Read here: https://www.occ.gov/news-issuances/bulletins/2021/bulletin-2021-59.html

OCC Clarifies Bank Authority to Engage in Certain Cryptocurrency Activities and Authority of OCC to Charter National Trust Banks

Read here: https://www.occ.gov/news-issuances/news-releases/2021/nr-occ-2021-121.html

Link to Interpretive Letter: https://www.occ.gov/topics/charters-and-licensing/interpretations-and-actions/2021/int1179.pdf

Link to Joint Statement on Crypto-Asset Policy Sprint Initiative and Next Steps: https://www.occ.gov/news-issuances/news-releases/2021/nr-ia-2021-120a.pdf

Link to info on Acting Comptroller of the Currency Michael J. Hsu: https://www.occ.gov/news-issuances/news-releases/2021/nr-occ-2021-121.html

US: Agencies Approve Final Rule Requiring Computer-Security Incident Notification

Read here: https://www.occ.treas.gov/news-issuances/news-releases/2021/nr-ia-2021-119.html

OCC to Hold Hearing on Charges Against Former Wells Fargo Bank, N.A. Executives; Agency Seeks Prohibition Order, Orders to Cease and Desist, and Civil Money Penalties

Read here: https://www.occ.gov/news-issuances/news-releases/2021/nr-occ-2021-96.html

Conducting Due Diligence on Financial Technology Companies: A Guide for Community Banks

Read here: https://www.occ.gov/news-issuances/news-releases/2021/nr-ia-2021-85a.pdf

Federal Financial Institutions Examination Council (FFIEC) Statement on Authentication and Access to Financial Institution Services and Systems

Read here: https://www.occ.gov/news-issuances/bulletins/2021/bulletin-2021-36.html

Agencies Request Comment on Proposed Risk Management Guidance for Third-Party Relationships

Read here: https://www.occ.gov/news-issuances/news-releases/2021/nr-ia-2021-74.html

Bank Secrecy Act/Anti-Money Laundering: Updated Sections of the FFIEC BSA/AML Examination Manual

Read here: https://www.occ.gov/news-issuances/bulletins/2021/bulletin-2021-28.html

Fictitious Regulatory Agency Notifications: Fictitious Notification Regarding the Use of Bitcoin Wallet for Release of Funds Supposedly Under the Control of the Office of the Comptroller of the Currency

Read here: https://occ.gov/news-issuances/alerts/2021/alert-2021-3.html

Five Federal Agencies Extend Comment Period on Request for Information on Artificial Intelligence

Read here: https://www.occ.gov/news-issuances/news-releases/2021/nr-ia-2021-54.html

Artificial Intelligence: Request for Information on Financial Institutions’ Use of Artificial Intelligence, Including Machine Learning

Read here: https://www.occ.gov/news-issuances/bulletins/2021/bulletin-2021-17.html

Agencies Seek Wide Range of Views on Financial Institutions’ Use of Artificial Intelligence

Read here: https://www.occ.gov/news-issuances/news-releases/2021/nr-ia-2021-39.html

Bank Secrecy Act/Anti-Money Laundering: Updated Sections of the FFIEC BSA/AML Examination Manual

Read here: https://www.occ.gov/news-issuances/bulletins/2021/bulletin-2021-10.html

Fictitious Regulatory Agency Notifications: Fictitious Notification Regarding the Release of Funds Supposedly Under the Control of the Office of the Comptroller of the Currency

Read here: https://www.occ.gov/news-issuances/alerts/2021/alert-2021-2.html

OCC Fines Former Wells Fargo General Counsel $3.5 Million in Settlement

Read here: https://www.occ.gov/news-issuances/news-releases/2021/nr-occ-2021-10.html

OCC Proposes Rule Regarding Exemptions to Suspicious Activity Report Requirements

Read here: https://www.occ.treas.gov/news-issuances/news-releases/2020/nr-occ-2020-174.html

New Brokered Deposits Rule Promotes Bank-Fintech Partnerships

Read here: https://www.occ.gov/news-issuances/news-releases/2020/nr-occ-2020-170.html

Proposed Rule Would Ensure Fair Access to Bank Services, Capital, and Credit

Read here: https://www.occ.gov/news-issuances/news-releases/2020/nr-occ-2020-156.html

OCC Assesses $400 Million Civil Money Penalty Against Citibank

Read here: https://www.occ.gov/news-issuances/news-releases/2020/nr-occ-2020-132.html

Federally Chartered Banks and Thrifts May Engage in Certain Stablecoin Activities

Read here: https://www.occ.gov/news-issuances/news-releases/2020/nr-occ-2020-125.html

Civil Money Penalty Order: Laura Akahoshi – Former Chief Compliance Officer Rabobank

Read here: https://www.occ.gov/static/enforcement-actions/eaN18-002.pdf

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