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SEC

SEC Charges Brazilian Mining Company with Misleading Investors about Safety Prior to Deadly Dam Collapse

Read here: https://www.sec.gov/news/press-release/2022-72

Former Domino’s Pizza Accountant to Pay Nearly $2 Million Penalty for Insider Trading

Read here: https://www.sec.gov/news/press-release/2022-66

SEC Charges Stericycle with Bribery Schemes in Latin America

Read here: https://www.sec.gov/news/press-release/2022-65

SEC Uncovers $194 Million Penny Stock Schemes that Spanned Three Continents

Read here: https://www.sec.gov/news/press-release/2022-62

SEC Obtains TRO and Asset Freeze against Alleged Perpetrators of nearly $450 Million Ponzi Scheme

Read here: https://www.sec.gov/news/press-release/2022-61

SEC Obtains Final Judgments Against Unregistered Uk Financial Firm and Its Founder for Clearing Billions of Dollars in U.S. Securities Transactions

Read here: https://www.sec.gov/litigation/litreleases/2022/lr25360.htm

Takeover Bid of Fortune 500 Company was a Sham

Read here: https://www.sec.gov/news/press-release/2022-58

SEC Proposes Rules to Enhance Disclosure and Investor Protection Relating to Special Purpose Acquisition Companies, Shell Companies, and Projections

Read here: https://www.sec.gov/news/press-release/2022-56

SEC Proposes Rules on Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure by Public Companies

Read here: https://www.sec.gov/news/press-release/2022-39

SEC Charges Siblings in $124 Million Crypto Fraud Operation [Ormeus Coin] that included Misleading Roadshows, YouTube Videos

Read here: https://www.sec.gov/news/press-release/2022-37

SEC Charges Infinity Q Founder with Orchestrating Massive Valuation Fraud

Read here: https://www.sec.gov/news/press-release/2022-29

Largest South Korean Telecommunications Co. Agrees to Pay the SEC to Settle FCPA Charges

Read here: https://www.sec.gov/news/press-release/2022-30

BlockFi Agrees to Pay $100 Million in Penalties and Pursue Registration of its Crypto Lending Product

Read here: https://www.sec.gov/news/press-release/2022-26

SEC Proposes Rule Amendments to Modernize Beneficial Ownership Reporting

Read here: https://www.sec.gov/news/press-release/2022-22

SEC Charges Robo-Adviser with Misleading Clients, Including About Services Compliant with Islamic, or Shari’ah Law

Read here: https://www.sec.gov/news/press-release/2022-24

SEC Charges Social Media Stock Promoter with Penny Stock Fraud

Read here: https://www.sec.gov/litigation/litreleases/2022/lr25325.htm

SEC Charges Additional Defendant in Phony Certificates of Deposit Scam

Read here: https://www.sec.gov/news/press-release/2022-1

SEC Charges Financial Company and Its President with Engaging in Fraudulent Schemes to Boost Stock Price

Read here: https://www.sec.gov/news/press-release/2021-269

Nikola Corporation to Pay $125 Million to Resolve Fraud Charges

Read here: https://www.sec.gov/news/press-release/2021-267

SEC Charges Clinical Drug Trial Investigator with Insider Trading

Read here: https://www.sec.gov/news/press-release/2021-264

JPMorgan Admits to Widespread Recordkeeping Failures and Agrees to Pay $125 Million Penalty to Resolve SEC Charges

Read here: https://www.sec.gov/news/press-release/2021-262

SEC Obtains Judgments Against Bitconnect’s Lead National Promoter and His Company for Antifraud and Registration Violations

Read here: https://www.sec.gov/litigation/litreleases/2021/lr25286.htm

SEC Charges Latvian Citizen With Digital Asset Fraud: One scheme offering a “multi-currency debit card platform”, another offering unregistered securities of cloud mining company

Read here: https://www.sec.gov/news/press-release/2021-248

SEC Files Subpoena Enforcement Action Against Terraform Labs and Its CEO

Read here: https://www.sec.gov/litigation/litreleases/2021/lr25262.htm

SEC Charges Partner at Global Consulting Firm With Insider Trading

Read here: https://www.sec.gov/news/press-release/2021-230

Registration of Two Digital Tokens Halted

Read here: https://www.sec.gov/news/press-release/2021-231

Statement on DeFi Risks, Regulations, and Opportunities

Read here: https://www.sec.gov/news/statement/crenshaw-defi-20211109

SEC Charges Financial Adviser With Stealing Investor Funds to Pay Off Credit Cards, Buy Gold Coins

Read here: https://www.sec.gov/news/press-release/2021-217

Post-SPAC Music Streaming Company Reaches $38.8 Million Settlement in Ongoing Fraud Action

Read here: https://www.sec.gov/news/press-release/2021-216

Credit Suisse and VTB Capital settle SEC charges in connection with Mozambican bond offerings

Read here: https://www.sec.gov/news/press-release/2021-213

SEC Charges Webcast Host for Role in Market Manipulation Scheme

Read here: https://www.sec.gov/news/press-release/2021-206

SEC Charges Investment Bank Compliance Analyst with Insider Trading in Parents’ Accounts and Obtains Asset Freeze

Read here: https://www.sec.gov/news/press-release/2021-203

SEC Charges Two Individuals for Wash Trading Scheme Involving Options of “Meme Stocks”

Read here: https://www.sec.gov/news/press-release/2021-195

SEC Charges Florida Payday Lender and CEO with Affinity Fraud Targeting the Venezuelan-American Community

Read here: https://www.sec.gov/news/press-release/2021-196

SEC Charges World’s Largest Advertising Group with FCPA Violations

Read here: https://www.sec.gov/news/press-release/2021-191

SEC Surpasses $1 Billion in Awards to Whistleblowers with Two Awards Totaling $114 Million

Read here: https://www.sec.gov/news/press-release/2021-177

SEC Charges Three Media Companies with Illegal Offerings of Stock and Digital Assets

Read here: https://www.sec.gov/news/press-release/2021-175

SEC Charges Issuers [of “RvT tokens”] and CEO for $18 Million IIIegal Securities Offering

Read here: https://www.sec.gov/litigation/litreleases/2021/lr25198.htm

SEC Charges The Kraft Heinz Company and Two Former Executives for Engaging in Years-Long Accounting Scheme

Read here: https://www.sec.gov/news/press-release/2021-174

SEC Charges Global Crypto Lending Platform [BitConnect] and Top Executives in $2 Billion Fraud

Read here: https://www.sec.gov/news/press-release/2021-172

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