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SEC

SEC Publishes FY22-26 Strategic Plan

Read here: https://www.sec.gov/news/press-release/2022-210

SEC Announces Enforcement Results for FY22

Read here: https://www.sec.gov/news/press-release/2022-206

SEC Charges Creator of Global Crypto Ponzi Scheme and Three US Promoters in Connection with $295 Million Fraud

Read here: https://www.sec.gov/news/press-release/2022-201

SEC Charges Halal Capital Founder with Multimillion Dollar Fraudulent Scheme That Targeted Muslim Community

Read here: https://www.sec.gov/news/press-release/2022-200

SEC Charges Kim Kardashian for Unlawfully Touting Crypto Security

Read here: https://www.sec.gov/news/press-release/2022-183

SEC Charges The Hydrogen Technology Corp. and its Former CEO for Market Manipulation of Crypto Asset Securities

Read here: https://www.sec.gov/news/press-release/2022-175

Deloitte’s Chinese Affiliate to Pay $20 Million Penalty for Asking Audit Clients to Conduct Their Own Audit Work

Read here: https://www.sec.gov/news/press-release/2022-176

SEC Charges Man for Defrauding Investors out of Millions of Dollars by Posing as Hedge Fund Billionaire

Read here: https://www.sec.gov/news/press-release/2022-178

SEC Charges Oracle a Second Time for Violations of the Foreign Corrupt Practices Act

Read here: https://www.sec.gov/news/press-release/2022-173

SEC Charges 16 Wall Street Firms with Widespread Recordkeeping Failures

Read here: https://www.sec.gov/news/press-release/2022-174?utm_medium=email&utm_source=govdelivery

Boeing to Pay $200 Million to Settle SEC Charges that it Misled Investors about the 737 MAX

Read here: https://www.sec.gov/news/press-release/2022-170

SEC Charges Cheetah Mobile’s CEO and its Former President with Insider Trading

Read here: https://www.sec.gov/news/press-release/2022-169

Morgan Stanley Smith Barney to Pay $35 Million for Extensive Failures to Safeguard Personal Information of Millions of Customers

Read here: https://www.sec.gov/news/press-release/2022-168?utm_medium=email&utm_source=govdelivery

SEC Charges Gol Intelligent Airlines, Brazil’s Second Largest Airline, with FCPA Violations

Read here: https://www.sec.gov/news/press-release/2022-164

SEC Division of Corporation Finance to Add Industry Offices Focused on Crypto Assets and Industrial Applications and Services

Read here: https://www.sec.gov/news/press-release/2022-158

Social Media and Investment Fraud – Investor Alert

Read here: https://www.sec.gov/oiea/investor-alerts-and-bulletins/social-media-and-investment-fraud-investor-alert

SEC Sues Three Entities [Dragonchain] and Their Founder for Unregistered Crypto Asset Securities Offerings

Read here: https://www.sec.gov/litigation/litreleases/2022/lr25468.htm?utm_medium=email&utm_source=govdelivery

SEC Charges Eleven Individuals in $300 Million Crypto Pyramid Scheme

Read here: https://www.sec.gov/news/press-release/2022-134

SEC Charges JPMorgan, UBS, and TradeStation for Deficiencies Relating to the Prevention of Customer Identity Theft

Read here: https://www.sec.gov/news/press-release/2022-131

SEC Files Multiple Insider Trading Actions Originating from the Market Abuse Unit’s Analysis and Detection Center

Read here: https://www.sec.gov/news/press-release/2022-129

SEC Charges Former Coinbase Manager, Two Others in Crypto Asset Insider Trading Action

Read here: https://www.sec.gov/news/press-release/2022-127

SEC Obtains Final Judgment Against Individual in ICO Promotion Scheme; Files Notice of Death as to John McAfee, Resulting in Dismissal of Claims

Read here: https://www.sec.gov/litigation/litreleases/2022/lr25445.htm

SEC Charges Empires Consulting Corp. with Fake Trading Scheme

Read here: https://www.sec.gov/news/press-release/2022-119

Court of Appeals Affirms Order Against Terraform and Kwon in SEC Subpoena Enforcement Action

Read here: https://www.sec.gov/litigation/litreleases/2022/lr25415.htm

SEC Charges Global Steel Pipe Manufacturer with Violating Foreign Corrupt Practices Act

Read here: https://www.sec.gov/news/press-release/2022-98

SEC Charges New York Grocery Supermarket Chain and CEO for Financial Fraud

Read here: https://www.sec.gov/litigation/litreleases/2022/lr25404.htm

SEC Launches Game Show-Themed Public Service Campaign

Read here: https://www.sec.gov/news/press-release/2022-95

SEC Charges Wells Fargo Advisors With Anti-Money Laundering Related Violations

Read here: https://www.sec.gov/news/press-release/2022-85

SEC Charges NVIDIA Corporation with Inadequate Disclosures about Impact of Cryptomining

Read here: https://www.sec.gov/news/press-release/2022-79

SEC Nearly Doubles Size of Enforcement’s Crypto Assets and Cyber Unit

Read here: https://www.sec.gov/news/press-release/2022-78

SEC Alleges Fraud in Digital Asset Securities Offerings

Read here: https://www.sec.gov/litigation/litreleases/2022/lr25377.htm

SEC Charges Brazilian Mining Company with Misleading Investors about Safety Prior to Deadly Dam Collapse

Read here: https://www.sec.gov/news/press-release/2022-72

Former Domino’s Pizza Accountant to Pay Nearly $2 Million Penalty for Insider Trading

Read here: https://www.sec.gov/news/press-release/2022-66

SEC Charges Stericycle with Bribery Schemes in Latin America

Read here: https://www.sec.gov/news/press-release/2022-65

SEC Uncovers $194 Million Penny Stock Schemes that Spanned Three Continents

Read here: https://www.sec.gov/news/press-release/2022-62

SEC Obtains TRO and Asset Freeze against Alleged Perpetrators of nearly $450 Million Ponzi Scheme

Read here: https://www.sec.gov/news/press-release/2022-61

SEC Obtains Final Judgments Against Unregistered Uk Financial Firm and Its Founder for Clearing Billions of Dollars in U.S. Securities Transactions

Read here: https://www.sec.gov/litigation/litreleases/2022/lr25360.htm

Takeover Bid of Fortune 500 Company was a Sham

Read here: https://www.sec.gov/news/press-release/2022-58

SEC Proposes Rules to Enhance Disclosure and Investor Protection Relating to Special Purpose Acquisition Companies, Shell Companies, and Projections

Read here: https://www.sec.gov/news/press-release/2022-56

SEC Proposes Rules on Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure by Public Companies

Read here: https://www.sec.gov/news/press-release/2022-39

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