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SEC

SEC Charges Eleven Individuals in $300 Million Crypto Pyramid Scheme

Read here: https://www.sec.gov/news/press-release/2022-134

SEC Charges JPMorgan, UBS, and TradeStation for Deficiencies Relating to the Prevention of Customer Identity Theft

Read here: https://www.sec.gov/news/press-release/2022-131

SEC Files Multiple Insider Trading Actions Originating from the Market Abuse Unit’s Analysis and Detection Center

Read here: https://www.sec.gov/news/press-release/2022-129

SEC Charges Former Coinbase Manager, Two Others in Crypto Asset Insider Trading Action

Read here: https://www.sec.gov/news/press-release/2022-127

SEC Obtains Final Judgment Against Individual in ICO Promotion Scheme; Files Notice of Death as to John McAfee, Resulting in Dismissal of Claims

Read here: https://www.sec.gov/litigation/litreleases/2022/lr25445.htm

SEC Charges Empires Consulting Corp. with Fake Trading Scheme

Read here: https://www.sec.gov/news/press-release/2022-119

Court of Appeals Affirms Order Against Terraform and Kwon in SEC Subpoena Enforcement Action

Read here: https://www.sec.gov/litigation/litreleases/2022/lr25415.htm

SEC Charges Global Steel Pipe Manufacturer with Violating Foreign Corrupt Practices Act

Read here: https://www.sec.gov/news/press-release/2022-98

SEC Charges New York Grocery Supermarket Chain and CEO for Financial Fraud

Read here: https://www.sec.gov/litigation/litreleases/2022/lr25404.htm

SEC Launches Game Show-Themed Public Service Campaign

Read here: https://www.sec.gov/news/press-release/2022-95

SEC Charges Wells Fargo Advisors With Anti-Money Laundering Related Violations

Read here: https://www.sec.gov/news/press-release/2022-85

SEC Charges NVIDIA Corporation with Inadequate Disclosures about Impact of Cryptomining

Read here: https://www.sec.gov/news/press-release/2022-79

SEC Nearly Doubles Size of Enforcement’s Crypto Assets and Cyber Unit

Read here: https://www.sec.gov/news/press-release/2022-78

SEC Alleges Fraud in Digital Asset Securities Offerings

Read here: https://www.sec.gov/litigation/litreleases/2022/lr25377.htm

SEC Charges Brazilian Mining Company with Misleading Investors about Safety Prior to Deadly Dam Collapse

Read here: https://www.sec.gov/news/press-release/2022-72

Former Domino’s Pizza Accountant to Pay Nearly $2 Million Penalty for Insider Trading

Read here: https://www.sec.gov/news/press-release/2022-66

SEC Charges Stericycle with Bribery Schemes in Latin America

Read here: https://www.sec.gov/news/press-release/2022-65

SEC Uncovers $194 Million Penny Stock Schemes that Spanned Three Continents

Read here: https://www.sec.gov/news/press-release/2022-62

SEC Obtains TRO and Asset Freeze against Alleged Perpetrators of nearly $450 Million Ponzi Scheme

Read here: https://www.sec.gov/news/press-release/2022-61

SEC Obtains Final Judgments Against Unregistered Uk Financial Firm and Its Founder for Clearing Billions of Dollars in U.S. Securities Transactions

Read here: https://www.sec.gov/litigation/litreleases/2022/lr25360.htm

Takeover Bid of Fortune 500 Company was a Sham

Read here: https://www.sec.gov/news/press-release/2022-58

SEC Proposes Rules to Enhance Disclosure and Investor Protection Relating to Special Purpose Acquisition Companies, Shell Companies, and Projections

Read here: https://www.sec.gov/news/press-release/2022-56

SEC Proposes Rules on Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure by Public Companies

Read here: https://www.sec.gov/news/press-release/2022-39

SEC Charges Siblings in $124 Million Crypto Fraud Operation [Ormeus Coin] that included Misleading Roadshows, YouTube Videos

Read here: https://www.sec.gov/news/press-release/2022-37

SEC Charges Infinity Q Founder with Orchestrating Massive Valuation Fraud

Read here: https://www.sec.gov/news/press-release/2022-29

Largest South Korean Telecommunications Co. Agrees to Pay the SEC to Settle FCPA Charges

Read here: https://www.sec.gov/news/press-release/2022-30

BlockFi Agrees to Pay $100 Million in Penalties and Pursue Registration of its Crypto Lending Product

Read here: https://www.sec.gov/news/press-release/2022-26

SEC Proposes Rule Amendments to Modernize Beneficial Ownership Reporting

Read here: https://www.sec.gov/news/press-release/2022-22

SEC Charges Robo-Adviser with Misleading Clients, Including About Services Compliant with Islamic, or Shari’ah Law

Read here: https://www.sec.gov/news/press-release/2022-24

SEC Charges Social Media Stock Promoter with Penny Stock Fraud

Read here: https://www.sec.gov/litigation/litreleases/2022/lr25325.htm

SEC Charges Additional Defendant in Phony Certificates of Deposit Scam

Read here: https://www.sec.gov/news/press-release/2022-1

SEC Charges Financial Company and Its President with Engaging in Fraudulent Schemes to Boost Stock Price

Read here: https://www.sec.gov/news/press-release/2021-269

Nikola Corporation to Pay $125 Million to Resolve Fraud Charges

Read here: https://www.sec.gov/news/press-release/2021-267

SEC Charges Clinical Drug Trial Investigator with Insider Trading

Read here: https://www.sec.gov/news/press-release/2021-264

JPMorgan Admits to Widespread Recordkeeping Failures and Agrees to Pay $125 Million Penalty to Resolve SEC Charges

Read here: https://www.sec.gov/news/press-release/2021-262

SEC Obtains Judgments Against Bitconnect’s Lead National Promoter and His Company for Antifraud and Registration Violations

Read here: https://www.sec.gov/litigation/litreleases/2021/lr25286.htm

SEC Charges Latvian Citizen With Digital Asset Fraud: One scheme offering a “multi-currency debit card platform”, another offering unregistered securities of cloud mining company

Read here: https://www.sec.gov/news/press-release/2021-248

SEC Files Subpoena Enforcement Action Against Terraform Labs and Its CEO

Read here: https://www.sec.gov/litigation/litreleases/2021/lr25262.htm

SEC Charges Partner at Global Consulting Firm With Insider Trading

Read here: https://www.sec.gov/news/press-release/2021-230

Registration of Two Digital Tokens Halted

Read here: https://www.sec.gov/news/press-release/2021-231

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